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Jahnese Shanette Alston

LPl Enterprise, LLC

Charlotte, NC

Charlotte, NC

Fort Mill, SC

CRD 5854632

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-21
NC RA APPROVED 2024-10-01
SC RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-21
  • NC RA
    APPROVED
    Since 2024-10-01
  • SC RA
    APPROVED
    Since 2024-10-01

Branch Locations

Charlotte, NC • United States

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Iselin NJ 09/2008 09/2024
Prudential Insurance Company Of America Iselin NJ 09/2008 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 09/2008 → 09/2024
    Pruco Securities, Llc.
    Iselin, NJ
  • 09/2008 → 09/2024
    Prudential Insurance Company Of America
    Iselin, NJ
  • 09/2024 → Present
    Fort Mill, SC
Other Businesses

1) 01/30/2024-Uber Eats-W-2Employement-Not Inv Related-At San Francisco, CA-Start date 04/01/2018-20hrs/mth 2) 11/03/2025-Tacos4Life-catering deliverer-Outside/W-2 Employment-Not Inv related-At Charlotte, NC-Start date 10/03/2025-20hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2014-10-24
  • S66 Uniform Combined State Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2014-10-24
Other Names
  • Alston Shanette Jahnese

View on SEC IAPD

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