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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-21 |
| NC | RA | APPROVED | 2024-10-01 |
| SC | RA | APPROVED | 2024-10-01 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Iselin | NJ | 09/2008 | 09/2024 |
| Prudential Insurance Company Of America | Iselin | NJ | 09/2008 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
1) 01/30/2024-Uber Eats-W-2Employement-Not Inv Related-At San Francisco, CA-Start date 04/01/2018-20hrs/mth 2) 11/03/2025-Tacos4Life-catering deliverer-Outside/W-2 Employment-Not Inv related-At Charlotte, NC-Start date 10/03/2025-20hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-24 |
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