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Raymond J Spina

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-01
NY RA APPROVED 2021-12-23
  • TX RA
    APPROVED
    Since 2023-09-01
  • NY RA
    APPROVED
    Since 2021-12-23

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2010 11/2021
Morgan Stanley New York NY 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-15
  • S66 Uniform Combined State Law Examination
    2011-02-15
Other Names
  • Raymond Joseph Spina
  • Raymond Spina

View on SEC IAPD

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