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Sandra Pelio

Charles Schwab & Co., Inc.

New York City, NY

CRD 5854554

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-29
  • NY RA
    APPROVED
    Since 2024-10-29

Branch Locations

1133 Avenue Of The Americas, New York City, NY 10036-6717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 09/2010 07/2023
Unemployed Rye NY 07/2023 09/2024
Charles Schwab & Co., Inc. New York City NY 09/2024 Present
  • 09/2010 → 07/2023
    Merrill Lynch
    New York, NY
  • 07/2023 → 09/2024
    Unemployed
    Rye, NY
  • 09/2024 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-12
  • S66 Uniform Combined State Law Examination
    2011-12-12
Other Names
  • Ranhee Sandra Lee
  • Ran Hee Lee
  • Sandra Ranhee Lee
  • Sandra Lee

View on SEC IAPD

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Nearby Investors

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PATRICK FRUZZETTI
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Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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