Aaron Russell Handfield

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-18

CA RA
APPROVED

Since 2022-05-18

Branch Locations

8160 E Santa Ana Canyon Ste 179, Anaheim, CA 92807 • United States

4005 Grand Avenue Ste. D, Chino, CA 91710 • United States

4204 Riverwalk Pkwy Ste 100, Riverside, CA 92505 • United States

1030 Hamner Avenue Ste. D, Norco, CA 92860 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schools First Federal Credit Union	Santa Ana	CA	08/2013	Present
Cuna Brokerage Services, Inc	Waverly	IA	08/2013	Present
Lpl Financial Llc	Chino	CA	05/2022	Present

08/2013 → Present

Schools First Federal Credit Union

Santa Ana, CA
08/2013 → Present

Cuna Brokerage Services, Inc

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Chino, CA

Previous Registrations

2013-08-27 → 2022-05-18

Cuna Brokerage Services, Inc.

Chino, CA

Rancho Cucamonga, CA

Riverside, CA

Corona, CA

Anaheim, CA

Norco, CA
2013-04-01 → 2013-08-12

J.P. Morgan Securities Llc

Anaheim, CA

Anaheim Hills, CA

Anaheim, CA
2010-12-06 → 2013-04-03

Edward Jones

Yorba Linda, CA

St Louis, MO

Other Businesses

1) 05-18-2022-SchoolsFirst FCU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor-START DATE: 08/2013-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100% 2) 05-18-2022- Schools First Investment Services- Investment Related At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-03

S66 Uniform Combined State Law Examination

2010-12-03

Other Names

Aaron Handfield

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