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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
9900 W. 109Th Street Suite 120, Overland Park, KS 66210 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Overland Park | KS | 05/2015 | 01/2018 |
| Waterfront Wealth, Inc. | Overland Park | KS | 01/2016 | 01/2018 |
| Cetera Advisor Networks | Leawood | KS | 01/2018 | 01/2021 |
| Vicus Capital, Inc. | State College | PA | 03/2018 | 01/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2021 | 11/2023 |
| Cetera Investment Advisers Llc | Overland Park | KS | 01/2021 | 11/2023 |
| Enterprise Bank & Trust | Overland Park | KS | 01/2021 | 11/2023 |
| The Prudential Insurance Company Of America | Overland Park | KS | 12/2023 | Present |
| Pruco Securities Llc | Overland Park | KS | 12/2023 | 11/2024 |
| Lpl Enterprise, Llc | Overland Park | KS | 11/2024 | Present |
1) 12/12/2024 - Bab Real Estate Services - I receive profit share from a former real estate investment - Other - Inv Related - At OVERLAND PARK, KS - Start Date 07/01/2006 - 0hrs/mth - 0hrs/mth During Trading 2) 11/14/2024 - Enterprise Bank & Trust - Trails off of old annuities that are treated as outside approved business at PRU - Non-Variable Insurance Commission Trails - Non Inv Related - At OVERLAND PARK, KS - Start Date 06/01/2022 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-21 |
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