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Bryan Ercole Labadia

Vanguard Advisers, Inc.

Charlotte, NC

CRD 5854319

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-06
NC RA APPROVED 2020-09-18
TX RA APPROVED 2020-09-18
  • VA RA
    APPROVED
    Since 2023-10-06
  • NC RA
    APPROVED
    Since 2020-09-18
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2018 08/2020
The Vanguard Group, Inc. Charlotte NC 08/2020 Present
Tiaa Charlotte NC 07/2015 08/2018
Legacy Moto Apparel Charlotte NC 08/2020 09/2025
Vanguard Advisers, Inc. Charlotte NC 08/2020 Present
Vanguard Marketing Corporation Charlotte NC 08/2020 Present
Labadia Enterprises Llc Mooresville NC 05/2024 Present
  • 08/2018 → 08/2020
    Charlotte, NC
  • 08/2020 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2015 → 08/2018
    Tiaa
    Charlotte, NC
  • 08/2020 → 09/2025
    Legacy Moto Apparel
    Charlotte, NC
  • 08/2020 → Present
    Charlotte, NC
  • 08/2020 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2024 → Present
    Labadia Enterprises Llc
    Mooresville, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: LABADIA ENTERPRISES LLC INVESTMENT-RELATED ADDRESS: MOORESVILLE, NC NATURE OF BUSINESS: LLC FOR RENTAL PROPERTIES POSITION: LANDLORD/OWNER START DATE: 05/2024 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-25
S63 Uniform Securities Agent State Law Examination 2011-07-30
  • S65 Uniform Investment Adviser Law Examination
    2015-09-25
  • S63 Uniform Securities Agent State Law Examination
    2011-07-30
Designations
  • Certified Financial Planner
Other Names
  • Bryan E Labadia
  • Bryan Labadia

View on SEC IAPD

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