David Nathaniel Flora

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-09-23

MN RA
APPROVED

Since 2014-09-23

Branch Locations

Blaine, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Retirement Management	Saint Paul	MN	05/2011	Present
Transamerica Investors Securities Corporation	St. Paul	MN	09/2014	Present

05/2011 → Present

Transamerica Retirement Management

Saint Paul, MN
09/2014 → Present

Transamerica Investors Securities Corporation

St. Paul, MN

Previous Registrations

2011-06-03 → 2014-09-19

Transamerica Financial Advisors, Llc

St. Paul, MN

Cedar Rapids, IA
2010-12-06 → 2011-01-03

Edward Jones

St Louis, MO

Other Businesses

- Name of business: Dave Flora Photography - Investment Related?: No - Business Address: 3579 128th Ln NE, Blaine, MN 55449 - Nature of business: Photography - My position: Owner, sole proprietor - Business start date: December 2020 - ~ Hours/month devoted to OBA: 10, 0 during Transamerica business hours - Duties: Photography, post production

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-03

S66 Uniform Combined State Law Examination

2010-12-03

Other Names

David N Flora

View on SEC IAPD