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Jonathan Todd Evans

Rockwealth Financial LLC

Irvine, CA

CRD 5854152

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Employer firm

Rockwealth Financial LLC CRD 329798

$12.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rockwealth Financial Llc

19200 Von Karman Ave Suite 400, Irvine, CA 92612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-12
  • CA RA
    APPROVED
    Since 2024-02-12

Branch Locations

19200 Von Karman Ave Suite 400, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seal Beach CA 06/2015 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 10/2020
Rockwealth Financial Llc Costs Mesa CA 01/2024 Present
Brain Wellness Institute Costa Mesa CA 10/2020 Present
Previous Registrations
Other Businesses

Brain Wellness Institute; NOT INVESTMENT RELATED; Costa Mesa, CA; OWNERSHIP WITH SPOUSE. Less than 25% of business time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-27
S66 Uniform Combined State Law Examination 2010-12-10
  • S65 Uniform Investment Adviser Law Examination
    2023-11-27
  • S66 Uniform Combined State Law Examination
    2010-12-10
Other Names
  • Jonathan Evans

View on SEC IAPD

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