James Marlowe Sande

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-03-01
NV	RA	APPROVED	2016-06-17

TX RA
APPROVED

Since 2019-03-01
NV RA
APPROVED

Since 2016-06-17

Branch Locations

Reno, NV • United States

4747 Caughlin Pkwy Unit 1, Reno, NV 89519-0906 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Various Insurance Carriers For W&R Insurance Agencies	Reno	NV	03/2011	Present
Ameriprise Financial Services, Inc.	Reno	NV	06/2016	03/2020
Ameriprise Financial Services, Llc	Reno	NV	03/2020	Present

03/2011 → Present

Various Insurance Carriers For W&R Insurance Agencies

Reno, NV
06/2016 → 03/2020

Ameriprise Financial Services, Inc.

Reno, NV
03/2020 → Present

Ameriprise Financial Services, Llc

Reno, NV

Previous Registrations

2011-02-03 → 2016-06-24

Waddell & Reed

Reno, NV

Other Businesses

Business Ownership; DJS Properties LLC; Owner; Real Estate; 4747 Caughlin Parkway, , Reno, NV, 89519; Not Investment-Related; 04/22/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-02

S66 Uniform Combined State Law Examination

2011-02-02

Other Names

James Sande

View on SEC IAPD