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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-05 |
| MS | RA | APPROVED | 2022-01-03 |
Branch Locations
140 Township Avenue, Ste 202, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Ridgeland | MS | 08/2015 | Present |
ERN Properties, LLC - 5355 Carolwood Dr., Jackson, MS - Investment related - Member - Real estate investment company - July 2017 - 5 hours per week devoted to the other business - 0 hours devoted during securities trading hours; Self/Max Neely - 4730 W. Cheryl Dr., Jackson, MS - not investment related - Owner - Developing websites and provide online marketing & search engine optimization services - July 2017 - 5 hours per week devoted to the other business - 0 hours devoted during securities trading hours; Fair Oak Holdings, LLC - 4730 W. Cheryl St., Jackson, MS - investment related - Owner - Holding company for real estate investments - June 2018 - minimal hours devoted to the other business - 0 hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-26 |
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