Simone S Shammai

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Ubs Financial Services Inc.
  Houston, TX

Previous Registrations

• 2009-06-01 → 2015-03-09
  Morgan Stanley
  Houston, TX
• 2007-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Houston, TX

Other Businesses

1) Shammai Investments LLC/ investment related?: yes /2203 Garden Stream Ct / United States/ Rental property four-plex/ Member of a committee with management / supervisor functions/ Spouse purchased rental property/ Owner of rental 4 plex/ Start Date 9/15/2021

Exams

• S66 Uniform Combined State Law Examination
  2007-02-16
• S63 Uniform Securities Agent State Law Examination
  2006-03-29