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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-20 |
Branch Locations
2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 02/2015 | Present |
1) Shammai Investments LLC/ investment related?: yes /2203 Garden Stream Ct / United States/ Rental property four-plex/ Member of a committee with management / supervisor functions/ Spouse purchased rental property/ Owner of rental 4 plex/ Start Date 9/15/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-29 |
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