Michael Aaron Short

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-16
OH	RA	APPROVED	2021-03-24

TX RA
APPROVED_RES

Since 2021-09-16
OH RA
APPROVED

Since 2021-03-24

Branch Locations

480 West Dussel Dr. Suite 145, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Institutional Investments Inc.	Westerville	OH	11/2015	03/2021
Jpmorgan Investment Management Inc.	Westerville	OH	10/2015	03/2021
Lpl Financial Llc	Archibold	OH	03/2021	Present

11/2015 → 03/2021

J.P. Morgan Institutional Investments Inc.

Westerville, OH
10/2015 → 03/2021

Jpmorgan Investment Management Inc.

Westerville, OH
03/2021 → Present

Lpl Financial Llc

Archibold, OH

Previous Registrations

2011-12-19 → 2013-08-06

Wells Fargo Clearing Services, Llc

Perrysburg, OH

Other Businesses

1. 10/21/2024 - Michael A. Short, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/17/2024 - 120 Hours Per Month/ During Trading 2. 01/27/2025- DLA Financial DBA: DLA Financial, LLC - DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/27/2025- 160 Hours Per Month- 130 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-06

S66 Uniform Combined State Law Examination

2012-01-06

View on SEC IAPD