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Maria Golod

Cetera Investment Advisers LLC

New York, NY

CRD 5853122

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-11
  • NY RA
    APPROVED
    Since 2026-05-11

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Protection Alliance, Inc New York NY 10/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2026 Present
Other Businesses

1. NAME OF OTHER BUSINESS: CAPITAL PROTECTION ALLIANCE, INC INVESTMENT RELATED: NO ADDRESS: 99 MADISON AVE, 5TH FLOOR, NEW YORK, NY 10023 NATURE OF BUSINESS: ACCOUNTING FIRM START DATE: 10/2013 POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER APX NUMBER OF HOURS PER WEEK: 80 APX NUMBER OF HOURS DURING TRADING HOURS: 80 BRIEF DESCRIPTION OF DUTIES: TAX PLANNING, TAX ADVICE, COMPLIANCE AND AUDIT FUNCTIONS 2. NAME OF OTHER BUSINESS: UNITED TEAM WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: REFERRING PARTNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: REFERRING SECURITIES BUSINESS TO FINANCIAL PROFESSIONAL

Designations
  • Personal Financial Specialist

View on SEC IAPD

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