Best Investors Account Sign in

Alexander F Mcgrath

LPl Financial LLC

Greenville, SC

CRD 5852920

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-01
TX RA APPROVED_RES 2022-11-14
SC RA APPROVED 2022-11-10
  • NV RA
    APPROVED
    Since 2024-05-01
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • SC RA
    APPROVED
    Since 2022-11-10

Branch Locations

300 N Main St Ste 301, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Greer SC 10/2010 11/2022
The Spurs Up Show Greenville SC 10/2019 Present
Lpl Financial Llc Greenville SC 11/2022 Present
  • 10/2010 → 11/2022
    Raymond James & Associates
    Greer, SC
  • 10/2019 → Present
    The Spurs Up Show
    Greenville, SC
  • 11/2022 → Present
    Lpl Financial Llc
    Greenville, SC
Previous Registrations
Other Businesses

1) 10/2022- Northend Private Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Greenville, SC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-05
  • S66 Uniform Combined State Law Examination
    2011-01-05

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
FORTIS CAPITAL ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

Benjamin Kenneth Clauss
Carter Wyatt McCrary
Joy Faith Jennings

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC

More in Greenville, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor