Kevin Dean Bales

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-06-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Strategic Wealth Partners	Independence	OH	08/2019	08/2020
Victory Capital	Brooklyn	OH	03/2018	08/2019
Clearstead	Cleveland	OH	06/2012	03/2018
Hartford Funds Distributors, Llc	Wayne	PA	05/2023	05/2026
Victory Capital	Brooklyn	OH	08/2020	04/2023
Hartford Funds Management Company, Llc	Wayne	PA	05/2023	05/2026
Columbia Management Investment Distributors, Inc.	Boston	MA	05/2026	Present
Columbia Management Investment Advisers, Llc	Boston	MA	05/2026	Present

08/2019 → 08/2020

Strategic Wealth Partners

Independence, OH
03/2018 → 08/2019

Victory Capital

Brooklyn, OH
06/2012 → 03/2018

Clearstead

Cleveland, OH
05/2023 → 05/2026

Hartford Funds Distributors, Llc

Wayne, PA
08/2020 → 04/2023

Victory Capital

Brooklyn, OH
05/2023 → 05/2026

Hartford Funds Management Company, Llc

Wayne, PA
05/2026 → Present

Columbia Management Investment Distributors, Inc.

Boston, MA
05/2026 → Present

Columbia Management Investment Advisers, Llc

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-23