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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
CO RA APPROVED 2022-05-18
IL RA APPROVED 2022-05-18
MO RA APPROVED 2022-05-18
  • TX RA
    APPROVED
    Since 2025-01-24
  • CO RA
    APPROVED
    Since 2022-05-18
  • IL RA
    APPROVED
    Since 2022-05-18
  • MO RA
    APPROVED
    Since 2022-05-18

Branch Locations

2175 Barrett Station Rd, St Louis, MO 63131 • United States

423 Lynch St, St. Louis, MO 63118 • United States

6600 Chippewa, St. Louis, MO 63109 • United States

1520 East Mulberry Street Ste 100, Fort Collins, CO 80524 • United States

3805 Union Road, St. Louis, MO 63125 • United States

304 Summit Rd, Fenton, MO 63036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Company, Llc East Peoria IL 04/2015 03/2019
Best Home Town Bank Collinsville IL 07/2016 03/2019
Cuna Brokerage Services, Inc. Waverly IA 04/2019 Present
Cuna Mutual Group Waverly IA 04/2019 Present
Lpl Financial Llc St. Louis MO 05/2022 Present
  • 04/2015 → 03/2019
    East Peoria, IL
  • 07/2016 → 03/2019
    Best Home Town Bank
    Collinsville, IL
  • 04/2019 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 04/2019 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

1. 05-18-2022-Together Investment & Retirement Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-19
  • S66 Uniform Combined State Law Examination
    2012-09-19
Designations
Other Names
  • David James Fitzgerald
  • David Fitzgerald

View on SEC IAPD

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