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Trisha Horn

Capital Client Group, Inc.

San Antonio, TX

Marion, TX

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-19
  • TX RA
    APPROVED
    Since 2022-01-19

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Marion, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbfcu Investment Group - Cuna Waverly IA 06/2005 08/2021
Rbfcu Investment Group - Ameriprise Live Oak TX 08/2021 12/2021
Capital Group - American Funds Distributors, Inc. San Antonio TX 01/2022 Present
  • 06/2005 → 08/2021
    Rbfcu Investment Group - Cuna
    Waverly, IA
  • 08/2021 → 12/2021
    Rbfcu Investment Group - Ameriprise
    Live Oak, TX
  • 01/2022 → Present
    Capital Group - American Funds Distributors, Inc.
    San Antonio, TX
Previous Registrations
  • 2021-08-30 → 2022-01-03
    Ameriprise Financial Services, Llc
    San Marcos, TX
    New Braunfels, TX
    Live Oak, TX
    Bulverde, TX
  • 2013-11-18 → 2021-09-01
    Cuna Brokerage Services, Inc.
    Live Oak, TX
    Boerne, TX
    New Braunfels, TX
    New Braunfels, TX
    Kerrville, TX
    San Marcos, TX
    San Marcos, TX
    Bulverde, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-17
  • S66 Uniform Combined State Law Examination
    2013-11-17
Other Names
  • Trisha L Horn
  • Trisha Lanay Brunett
  • Trisha Lanay Horn

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
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JASON MATTHEW PORTER
John David Carrillo
Klinton Chi-Chuen Law
Erik Carl Munson
Joshua L Killeen

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

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