Thomas Charles Pell

Employer firm

Cresset Asset Management, LLC CRD 288566

$78.9B regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2017
  Cambria Usa
  Eden Prairie, MN
• 05/2017 → 03/2018
  Morgan Stanley& Co. Llc
  New York, NY
• 07/2018 → 09/2021
  Rbc Capital Markets, Llc
  Minnetonka, MN
• 04/2018 → 06/2018
  Unemployed
  St. Peter, MN
• 10/2021 → 10/2021
  Avantax Investment Services Inc.
  Plymouth, MN
• 10/2021 → 10/2021
  Avantax Advisory Services
  Plymouth, MN
• 09/2021 → 10/2021
  Mrk Financial Solutions
  Plymouth, MN
• 10/2021 → 02/2022
  Advisornet Wealth Management
  Minneapolis, MN
• 10/2021 → 02/2022
  Great Waters Financial
  Minneapolis, MN
• 02/2022 → 06/2022
  Meristem Family Wealth Llc
  Minnetonka, MN
• 06/2022 → Present
  Cresset Asset Management, Llc
  Minnetonka, MN

Previous Registrations

• 2022-02-14 → 2022-06-02
  Meristem Family Wealth
  Minnetonka, MN
• 2021-10-27 → 2022-02-24
  Advisornet Wealth Partners
  Minneapolis, MN
  Minnetonka, MN
• 2021-10-06 → 2021-11-02
  Avantax Advisory Services
  Plymouth, MN
• 2018-08-03 → 2021-09-24
  Rbc Capital Markets, Llc
  Minnetonka, MN
• 2017-04-28 → 2018-04-03
  Morgan Stanley
  Minneapolis, MN
  Wayzata, MN

Exams

• S66 Uniform Combined State Law Examination
  2017-04-28

Other Names

• Thomas C Pell