Spencer Wayne Cope

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 07/2021
  Waddell & Reed Inc
  Leawood, KS
• 12/2018 → 07/2021
  Angela Robinson
  Leawood, KS
• 12/2018 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Kansas City, MO
• 07/2021 → Present
  Lpl Financial Llc
  Leawood, KS

Previous Registrations

• 2017-05-26 → 2021-07-21
  Waddell & Reed
  Overland Park, KS
  Shawnee, KS
  Edmond, OK
  Leawood, KS

Other Businesses

1. 1/31/2023 - SCOPE VENTURES, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 11/23/2022 - 120 Hours Per Month/7 Hours During Securities Trading 2. 10/31/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 2 Hours per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-05-26

Designations

• Certified Financial Planner