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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-10-04
TX RA APPROVED_RES 2019-10-04
  • CT RA
    APPROVED
    Since 2019-10-04
  • TX RA
    APPROVED_RES
    Since 2019-10-04

Branch Locations

Bethel, CT • United States

182 Grassy Plain St. 2Nd Floor S, Ste. C, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Nashville TN 05/2012 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2012-10-10 → 2019-10-11
    Fsc Securities Corporation
    Bethel, CT
    Atlanta, GA
    Nashville, TN
    Nashville, TN
Other Businesses

1. DREAM COME TRUE OF WESTERN CONNECTICUT, 178 OSBORNE ST, DANBURY, CT, 8/2016 AS BOARD MEMBER. NIR - 5/MO - 0/TRADING. 2. DANBURY RUGBY FOOTBALL CLUB, P.O. Box 952, Danbury CT 06813, United States, 01/01/2018, BOARD MEMBER- Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR - 20HR/MO - 5/TRADING. 3. INDEPENDENT INSURANCE AGENT, 182 GRASSY PLAIN RD 2ND FL SOUTH STE C, BETHEL, CT, 5/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/MO - 30/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 5. MEDICARE INSURANCE PLANS, 182 GRASSY PLAIN RD 2ND FL SOUTH STE C, BETHEL, CT, Bethel CT 06801, 10/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MONTH 4 HR/MONTH TRADING 6. NOTARY, 182 GRASSY PLAIN RD 2ND FL SOUTH STE C, BETHEL, CT 06801, 09/28/2022, NOTARY, ADMINISTRATIVE, NIR, 2 HR/MONTH 1 HR/MONTH TRADING 7. NETTWORTH FINANCIAL GROUP, 182 Grassy Plain St., Second Floor South, Suite C, Bethel CT 06801, United States, 10/01/2019, DBA, Using a Trade Name/DBA, INV REL, 10 HR/MONTH 5 HR/MONTH TRADING 8. BETHEL ECONOMIC DEVELOPMENT COMMITTEE, 1 School St, Bethel CT 06801, 07/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-03
S63 Uniform Securities Agent State Law Examination 2011-03-18
  • S65 Uniform Investment Adviser Law Examination
    2012-09-03
  • S63 Uniform Securities Agent State Law Examination
    2011-03-18
Other Names
  • Christopher Taylor

View on SEC IAPD

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