Robert James Shopes

Current Employers

Favrile Financial

Del Mar, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Del Mar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Exotica Biologics	Del Mar	CA	07/1994	09/2017
Tera Biotech Corp	San Diego	CA	09/1994	09/2016
Waddell & Reed, Inc.	San Diego	CA	12/2010	12/2017
Robert James Shopes Dba Favrile Financial	San Diego	CA	10/2017	Present

07/1994 → 09/2017

Exotica Biologics

Del Mar, CA
09/1994 → 09/2016

Tera Biotech Corp

San Diego, CA
12/2010 → 12/2017

Waddell & Reed, Inc.

San Diego, CA
10/2017 → Present

Robert James Shopes Dba Favrile Financial

San Diego, CA

Previous Registrations

2011-01-20 → 2017-12-21

Waddell & Reed

San Diego, CA

Irvine, CA

Lamesa, CA

Las Vegas, NV

Other Businesses

Mr. Shopes is the owner and sole proprietor of an eBay store, TeraBio, located at 14104 Bahama Cv, Del Mar, CA 92014. TeraBio buys used goods locally and resells them online. He has owned and run the business since January 2000 and spends approximately 100 hours per month on the business, with 25 of those hours occurring during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-19

S66 Uniform Combined State Law Examination

2011-01-19

Designations

Other Names

Bob Shopes
Robert Shopes

View on SEC IAPD