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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jm Cullen Enterprises Llc | Danville | KY | 06/2014 | 02/2022 |
| Lpl Financial, Llc | Danville | KY | 05/2022 | Present |
1- 05/2022 / Tye Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / Danville, KY 2- 05/12/2022 - Boyle County Fiscal Court - Investment Related - 321 W. Main Street, Danville, KY 40422 - Non-Profit Board Member - Magistrate - Start Date: 01/2019 - 6 Hours Per Month/10 Hours During Securities Trading - Time Spent 3%. 3. 2/27/2023 - MAC Metals - Not Investment Related - 500 W O. Newell Dr.Somerset, KY 42503 - Other - Pilot - Co-Pilot - Start Date - 01/03/2023 - 20 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-04 |
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