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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-04
FL RA APPROVED 2023-01-19
  • GA RA
    APPROVED
    Since 2026-03-04
  • FL RA
    APPROVED
    Since 2023-01-19

Branch Locations

Milledgeville, GA • United States

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 03/2014 01/2023
Suntrust Advisory Services Atlanta GA 08/2016 01/2023
Lpl Financial Llc Ponte Vedra FL 01/2023 Present
  • 03/2014 → 01/2023
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 01/2023
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2023 → Present
    Ponte Vedra, FL
Previous Registrations
  • 2016-08-23 → 2023-01-18
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    St. Augustine, FL
    Jacksonville, FL
    Palm Coast, FL
    Palm Coast, FL
    Ponte Vedra, FL
  • 2014-03-27 → 2016-12-31
    Truist Investment Services, Inc.
    Jacksonville, FL
    Saint Augustine, FL
    Jacksonville, FL
    Marianna, FL
    Marianna, FL
    Jacksonville, FL
    Palm Coast, FL
    Palm Coast, FL
    Jacksonville, FL
    Saint Augustine, FL
    Ponte Vedra, FL
    Jacksonville, FL
  • 2011-03-03 → 2014-03-21
    Clearwater, FL
    Tampa, FL
    Ocoee, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Fleming Island, FL
    Orange Park, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Tampa, FL
    Lutz, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-01
S63 Uniform Securities Agent State Law Examination 2010-11-09
  • S66 Uniform Combined State Law Examination
    2011-03-01
  • S63 Uniform Securities Agent State Law Examination
    2010-11-09

View on SEC IAPD

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