Holli Frances Shull

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 02/2017 → Present
  Bank Of America, N.A.
  Tyler, TX

Previous Registrations

• 2014-10-28 → 2014-11-05
  Wells Fargo Clearing Services, Llc
  Tyler, TX
• 2012-06-26 → 2014-08-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX

Other Businesses

I*136498For profit or not for profit: For-Profit OrganizationName of outside business organization: Glass Oil Company, Inc.Investment related: Address of business: Tyler, Texas 75701Nature of business: Corporation,Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 3/1/2021Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Family business. My dad recently inherited. He has named my mother, brother and I as officers. I*1839276 Entity Type: Entity Charitable Name of OBA: Grace Community School Address: Tyler, Texas, 75701 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2024 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Private School where my children attend PTF Vice President - We organize the parent volunteers for the school events, like Homecoming, Daddy Daughter Dance and snacks for our teachers.

Exams

• S66 Uniform Combined State Law Examination
  2012-06-22

Other Names

• Holli Glass
• Holli Frances Glass