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Alexander Carlos Mendoza

J.P. Morgan Securities LLC

Nutley, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-01
NJ RA APPROVED 2016-07-05
  • TX RA
    APPROVED
    Since 2017-08-01
  • NJ RA
    APPROVED
    Since 2016-07-05

Branch Locations

351 Centre Street, At Ravine Ave., Nutley, NJ 07110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Nutley NJ 05/2016 09/2017
Jpmorgan Chase Bank, Na Nutley NJ 09/2017 Present
Jp Morgan Securities Llc Nutley NJ 09/2017 Present
J.P. Morgan Chase Bank, N.A. Nutley NJ 05/2016 09/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Alex Mendoza
  • Alexander Carlos Mendoza
  • Alexander C Mendoza

View on SEC IAPD

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Other Investors

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KEVIN V OTSKEY
JOSEPH EDWARD ENGLER
JOHN WILLIAM DONNELLY
MICHAEL R. DIPIERNO
JORGE VERGARA
MICHAEL SALVATORE COCCO
DANIEL COCCO

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Nutley, NJ
LPL FINANCIAL LLC · NUTLEY, NJ
LPL FINANCIAL LLC · NUTLEY, NJ
EQUITABLE ADVISORS, LLC · NUTLEY, NJ
RETIREMENT WEALTH MANAGEMENT, LLC · NUTLEY, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Bloomfield, NJ
WELLS FARGO CLEARING SERVICES, LLC · BLOOMFIELD, NJ
EDWARD JONES · CLIFTON, NJ

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