Brian Michael Brown

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 10/2010 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/2010 → Present
  Commonwealth Financial Group
  Charleston, SC
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Myrtle Beach, SC
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-12-17 → 2023-08-10
  Securian Financial Services, Inc.
  Daniel Island, SC
  Myrtle Beach, SC
  Daniel Island, SC
  St. Paul, MN

Other Businesses

COMMONWEALTH FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2016 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Agent/Broker

Exams

• S66 Uniform Combined State Law Examination
  2010-12-09