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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-08
SD RA APPROVED 2021-10-06
  • TX RA
    APPROVED_RES
    Since 2024-11-08
  • SD RA
    APPROVED
    Since 2021-10-06

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Wesleyan University Sioux Falls SD 08/2005 Present
Principal Securities Inc Sioux Falls SD 03/2016 Present
  • 08/2005 → Present
    Dakota Wesleyan University
    Sioux Falls, SD
  • 03/2016 → Present
    Sioux Falls, SD
Other Businesses

**OUTSIDE INSURANCE. 09/23/2011. TERM, WHOLE, UNIVERSAL LIFE, FIXED ANNUITIES, LTC & DI. **EBI, ENROLLER FOR FIXED LIFE INSURANCE, 2/17/14. **ENHANCED BENEFITS INC. POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2022 ADDRESS: 4910 S Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: As treasurer, I will process payroll for the current and future employees as directed by the president and vice president. Be the point of contact for information between EBI and sponsors asking for donations. Such as cost and future ads and marketing. Assist in gathering documents to give to the accountant for end of year taxes. Will review with the president and vice president profit/loss for the company. **JESSE CLARK BUSINESS LLC POSITION: Employee and Benefits enroller for fixed life, health, and disability. NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 6 START DATE: 12/23/2024 ADDRESS: 4910 S Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: Employee for the company including duties assigned to me by Jesse Clark. Some duties include but are not limited to processing payroll, point of contact between sponsors and clients, answering incoming calls, and processing paperwork. Enrolling Sanford employees and reviewing their employee benefits offered to them during their enrollment period and when they are newly eligible. **JTJS FINANCIAL Website POSITION: Website domain NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4910 S Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: The DBA is for the purpose of creating a custom website with our team's contact information not marketing as the DBA or client communications under the DBA. www.jtjsfinancial.com

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 2010-11-05
  • S65 Uniform Investment Adviser Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2010-11-05

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