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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2026-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Austin | TX | 04/2012 | 05/2024 |
| Richard P. Slaughter Associates, Inc. | Austin | TX | 06/2024 | 10/2025 |
| Charles Schwab & Co., Inc. | Austin | TX | 09/2015 | 05/2024 |
| Charles Schwab & Co, Inc | Austin | TX | 10/2025 | Present |
| Schwab Wealth Advisory | Austin | TX | 10/2025 | Present |
1)Rental Property|Investment Related:No|227 Crescent Dr;Akron;OH;44301;USA|Real Estate (Non-Agent/Broker)|Landlord|2025-10-23|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I have purchased a single family home in the name of my LLC (M&H Asset Holdings LLC) and intend to rent it out as a long term rental. 2)Rental Property|Investment Related:No|203 Crescent Dr;Akron;OH;44301;United States|Real Estate (Non-Agent/Broker)|Landlord|2023-09-14|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Ive purchased a single family home in the name of my LLC (M&H Asset Holdings LLC) and I intended to rent it out as a long term rental 3)Rental Property|Investment Related:No|218 Adams Ave;Cuyahoga Falls ;OH;44221;USA|Real Estate (Non-Agent/Broker)|Landlord|2022-05-04|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Landlord 4)Michael DiPlacido |Investment Related:No|2408 Phelps Ave;Cuyahoga Falls;OH;44223;USA|Real Estate (Non-Agent/Broker)|Landlord|2022-01-05|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Landlord responsibilities 5)Rental Property|Investment Related:No|741 Monroe Ave;Cuyahoga Falls;OH;44221;USA|Real Estate (Non-Agent/Broker)|Landlord|2021-01-05|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I have purchased a single family home in Cuyahoga Falls Ohio as an investment property. I will be renting this home out and expect to receive income from it. 6)Rental Property|Investment Related:No|811 Monroe Ave;Cuyahoga Falls;OH;44221;USA|Real Estate (Non-Agent/Broker)|Landlord|2020-03-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I have purchased a single family home in Cuyahoga Falls Ohio as an investment property. I will be renting this home out and expect to receive income from it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-15 |
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