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David Matthew Palumbo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-29
IL RA APPROVED 2023-10-27
OH RA APPROVED 2020-03-16
  • TX RA
    APPROVED_RES
    Since 2023-11-29
  • IL RA
    APPROVED
    Since 2023-10-27
  • OH RA
    APPROVED
    Since 2020-03-16

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Westlake OH 11/2007 02/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2019
Ameriprise Financial Services, Inc. Fairlawn OH 02/2019 05/2019
Raymond James & Associates Inc Medina OH 01/2020 01/2020
Unemployed North Royalton OH 05/2019 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 02/2020 Present
Cetera Advisor Cleveland OH 10/2019 01/2020
  • 11/2007 → 02/2019
    Fidelity Brokerage Services
    Westlake, OH
  • 07/2018 → 02/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2019 → 05/2019
    Ameriprise Financial Services, Inc.
    Fairlawn, OH
  • 01/2020 → 01/2020
    Raymond James & Associates Inc
    Medina, OH
  • 05/2019 → 01/2020
    Unemployed
    North Royalton, OH
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pepper Pike, OH
  • 10/2019 → 01/2020
    Cetera Advisor
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-24
  • S66 Uniform Combined State Law Examination
    2006-05-24
Other Names
  • David Matthew Palumbo
  • David Palumbo

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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