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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-12-10 |
| TX | RA | APPROVED | 2014-12-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Morristown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Florham Park | NJ | 12/2014 | Present |
| City National Bank | Florham Park | NJ | 08/2016 | Present |
1) Name: Delatush Family - Manasquan Home Address: 578 Brielle Road Manasquan, NJ 08736 Business Description: My wife and I may occasionally rent property to generate income to cover property costs. Business is not investment related Projected Start Date: 09/10/20 Capacity: Owner - Active Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-03 |
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