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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-18 |
Branch Locations
334 3Rd St, Lake Oswego, OR 97034 • United States
Tualatin, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake Oswego | OR | 09/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Oswego | OR | 03/2020 | Present |
Business Ownership; Spooner NW; Owner; Manage Ameriprise Business; 334 3rd St, , Lake Oswego , OR, 97035; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / PFWA Operations, LLC; Co-owner; Manage Ameriprise Business; 334 3rd St, , Lake Oswego, OR, 97034; Investment-Related; 02/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-19 |
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