Best Investors
Account
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Best Investors
Account
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631 Augusta St, Greenville, SC 29605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-05-23 |
| NC | RA | APPROVED | 2021-02-19 |
| SC | RA | APPROVED | 2021-02-19 |
Branch Locations
631 Augusta St, Greenville, SC 29605 • United States
13840 Ballantyne Corporate Pl Ste. 115, Charlotte, NC 28277 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-25 |
Branch Locations
13925 Ballantyne Corporate Place Suite 190, Charlotte, NC 28277 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities | New York | NY | 05/2012 | 11/2016 |
| Edward Jones | St Louis | MO | 12/2016 | 02/2021 |
| Bluecrest Capital Ltd | New York City | NY | 05/2012 | 10/2016 |
| Alloy Investment Management | Charlotte | NC | 02/2021 | Present |
| Foundations Investment Advisors Llc | Scottsdale | AZ | 02/2021 | Present |
Alloy Wealth Management, Inc.; investment related, 13840 Ballantyne Corporate Pl Ste 115 Charlotte, NC. INSURANCE AGENT: 80 HOURS PER MO; 02/2021; SELLS FIXED ANNUITIES AND LIFE INSURANCE. ALLOY INVESTMENT MANAGEMENT; INVESTMENT RELATED; CHARLOTTE, NC; INVESTMENT ADVISER REPRESENTATIVE; 80 HRS PER MO DURING TRADING; 02/2021 FOUNDATIONS INVESTMENT ADVISORS LLC - REFER CLIENTS FOR BUSINESS ACCORDING TO SOLICITOR'S AGREEMENT. 10 HRS PER MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-17 |
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