Hollis H Montgomery

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-01-05
TX	RA	APPROVED_RES	2020-04-02
GA	RA	APPROVED	2014-08-22

TN RA
APPROVED

Since 2022-01-05
TX RA
APPROVED_RES

Since 2020-04-02
GA RA
APPROVED

Since 2014-08-22

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Atlanta	GA	06/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2014 → Present

Morgan Stanley

Atlanta, GA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*544831 - RCH Investments LP; Investment related Yes; Atlanta, Georgia; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 5; General Partner of Family Limited Partnership. *554362- Triple H Capital LLC; Investment related-Yes; Atlanta, Georgia; Holding Company/Pass Through Entity Mangement; Officer (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 2; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-22

S66 Uniform Combined State Law Examination

2014-08-22

Other Names

Hollis Montgomery Hart

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