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Timothy Bruce Bates

The Mather Group, LLC

Chicago, IL

Houston, TX

CRD 5850548

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Employer firm

The Mather Group, LLC CRD 156005

$13.4B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-27
  • TX RA
    APPROVED
    Since 2022-09-27

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

4400 Post Oak Parkway Suite 2330, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank The Woodlands TX 11/2012 08/2022
The Mather Group, Llc Chicago IL 08/2022 Present
Charles Schwab & Co.,Inc The Woodlands TX 12/2014 08/2022
  • 11/2012 → 08/2022
    Charles Schwab Bank
    The Woodlands, TX
  • 08/2022 → Present
    The Mather Group, Llc
    Chicago, IL
  • 12/2014 → 08/2022
    Charles Schwab & Co.,Inc
    The Woodlands, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-30
  • S66 Uniform Combined State Law Examination
    2012-04-30
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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