Mark David Ellman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24

CA RA
APPROVED

Since 2025-01-24

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Irvine	CA	11/2010	01/2025
Osaic Wealth, Inc.	Irvine	CA	01/2025	Present

11/2010 → 01/2025

Lincoln Financial Advisors

Irvine, CA
01/2025 → Present

Osaic Wealth, Inc.

Irvine, CA

Previous Registrations

2010-12-15 → 2025-01-24

Osaic Fa, Inc.

Irvine, CA

Other Businesses

1)MARK ELLMAN 18400 VON KARMAN SUITE 400 IRVINE, CA. 92612. INSURANCE, INVESTMENT RELATED AGENT, OFFERING DISABILITY AND TRADITIONAL LIFE INSURANCE. STARTED ON 10/25/2010 WORKING 10 HPM ALL DURING TRADING HOURS. 2)MARK ELLMAN IRVINE CA CATEGORY: MEDIA INVESTMENT RELATED: NO TITLE: WRITER DUTIES: I HAVE WRITTEN A THEATRICAL SCREENPLAY WHICH I WOULD LIKE TO SELL TO A STUDIO OR FILM PRODUCTION COMPANY START DATE: 10/2022 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-13

S66 Uniform Combined State Law Examination

2010-12-13

View on SEC IAPD