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Douglas E Weltz

Strategic Advisers LLC

Concord, NC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cranford NJ 07/2015 09/2022
Bank Of America, N.A. Cranford NJ 07/2015 09/2022
Fidelity Brokerage Services Llc Concord NC 09/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2015 → 09/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cranford, NJ
  • 07/2015 → 09/2022
    Bank Of America, N.A.
    Cranford, NJ
  • 09/2022 → Present
    Fidelity Brokerage Services Llc
    Concord, NC
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-01-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Concord, NC
  • 2015-08-06 → 2022-10-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cranford, NJ
    Warren, NJ
    Concord, NC
  • 2015-04-06 → 2015-07-13
    Lpl Financial Llc
    Oakland, NJ
    Dumont, NJ
    Mahwah, NJ
    Westwood, NJ
    Englewood Cliffs, NJ
    Randolph, NJ
    Morris Plains, NJ
    Hackettstown, NJ
    Augusta, NJ
    Oakland, NJ
    Saddle Brook, NJ
    Endicott, NY
  • 2013-10-31 → 2015-04-08
    Bestvest Investments, Ltd.
    Saddle Brook, NJ
    Media, PA
  • 2012-02-13 → 2013-02-11
    Pruco Securities, Llc.
    East Brunswick, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-07
S63 Uniform Securities Agent State Law Examination 2011-03-09
  • S65 Uniform Investment Adviser Law Examination
    2012-01-07
  • S63 Uniform Securities Agent State Law Examination
    2011-03-09
Other Names
  • Douglas Edgar Weltz

View on SEC IAPD

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