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Ashton Edward Lawrence

Mariner

Greenville, SC

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-03-16
  • SC RA
    APPROVED
    Since 2023-03-16

Branch Locations

325 Rocky Slope Rd Suite 302, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dehollander & Janse Financial Group Greenville SC 10/2013 01/2021
Goldfinch Wealth Management Greenville SC 01/2021 03/2023
Commonwealth Financial Network Waltham MA 10/2013 03/2023
Mariner Wealth Advisors Overland Park KS 03/2023 Present
  • 10/2013 → 01/2021
    Dehollander & Janse Financial Group
    Greenville, SC
  • 01/2021 → 03/2023
    Goldfinch Wealth Management
    Greenville, SC
  • 10/2013 → 03/2023
    Waltham, MA
  • 03/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
Other Businesses

Co-Owner, Goldfinch Wealth Management a private entity established to facilitate securities, advisory, and insurance business; Located in Greenville, SC as of 1/1/2022; 99% of time spent during business hours; Conducted at branch; Investment related; Eastside YMCA - Not investment related, Taylors, SC, Vice Chair of the Board, Start date: 3/7/22, 1 hours per month, 1 hour during trading hours, personally pledge to campaign and encourage donors to support scholarships and food bank; Fall for Greenville - No investment related, Greenville, SC, Outdoor Festival, Board Member, Start date: 4/11/2022, 1 hour per month, 1 hour during trading hours, Serve on Board of Directors and make recommendations to the finance committee on how to position the cash reserves for the festival; United Way of Greenville County - Not investment related, Greenville, SC, Board Member, Start date: 12/15/2022, 1 hour per month, 1 hour during trading hours, Serve on the board of directors, monitor policies and programs and establish the organizations strategic purpose and direction; NextGen Advisory Task Force of The American College of Financial Services - Not investment related, Prussia, PA, Outreach program, Member of the Task Force, Start date: 12/09/2022, .5 hour per month, .5 hour during trading hours, help bring young professionals into the industry and help them learn.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-27
S63 Uniform Securities Agent State Law Examination 2012-07-30
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    2012-07-30
Designations

View on SEC IAPD

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