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Current Employers
Pruco Securities, Llc.

751 Broad Street, Newark, NJ 07102-3777 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-11
  • NJ RA
    APPROVED
    Since 2025-02-11

Branch Locations

213 Washington Street, Newark, NJ 07102 • United States

S Plainfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Newark NJ 12/2012 Present
Prudential Insurance Company Of America Newark NJ 12/2012 Present
Prudential Annuities Distributors Newark NJ 11/2021 09/2022
Prudential Investment Management Services Llc Newark NJ 11/2021 09/2022
  • 12/2012 → Present
    Newark, NJ
  • 12/2012 → Present
    Prudential Insurance Company Of America
    Newark, NJ
  • 11/2021 → 09/2022
    Prudential Annuities Distributors
    Newark, NJ
  • 11/2021 → 09/2022
    Prudential Investment Management Services Llc
    Newark, NJ
Other Businesses

MICHAEL SARFATI NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2023 ADDRESS: 150 Oakmanor Pkwy, South Plainfield NJ 07080, United States DESCRIPTION: I will perform notarization services on various legal documents.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
S63 Uniform Securities Agent State Law Examination 2010-11-11
  • S66 Uniform Combined State Law Examination
    2024-12-27
  • S63 Uniform Securities Agent State Law Examination
    2010-11-11

View on SEC IAPD

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