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Patricia Ann Freehling

Cambridge Investment Research Advisors, Inc.

Clermont, FL

CRD 5100706

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-25
  • FL RA
    APPROVED
    Since 2009-08-25

Branch Locations

Clermont, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2009 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-25
  • S66 Uniform Combined State Law Examination
    2006-08-25

View on SEC IAPD

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