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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-11 |
Branch Locations
225 Wyman Street, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Boston | MA | 09/2017 | 01/2021 |
| New England Center And Home For Veterans | Boston | MA | 03/2014 | 06/2017 |
| Wells Fargo Funds Distributor, Llc | Boston | MA | 09/2017 | 10/2021 |
| Allspring Funds Distributor, Llc | Boston | MA | 01/2021 | 05/2024 |
| Allspring Funds Management, Llc | Boston | MA | 01/2021 | 05/2024 |
| Tiaa | Waltham | MA | 05/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Waltham | MA | 05/2024 | Present |
(1) Name: Pottery Barn/Williams Sonoma Position: Interior Designer Nature: Interior Design and decoration - sales of furniture and accessories Investment Related: No Hours: 40 Securities Trading Hours: 0 Start Date: 09/23/2019 Address: 550 Boylston Street, Chestnut Hill MA MA 02467, United States Description: Sales (2) Name: John McElaney Trust Position: Trustee Nature: Review Scholarship essays and award college scholarships to H.S. Seniors at Avon High School. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 05/23/2014 Address: 332 West Street, Needham MA 02494, United States Description: Review essays and award scholarships
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-09 |
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