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Geoffrey M Demarco

LPl Financial LLC

Poughkeepsie, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-23
NY RA APPROVED 2022-08-22
  • TX RA
    APPROVED_RES
    Since 2022-08-23
  • NY RA
    APPROVED
    Since 2022-08-22

Branch Locations

2645 South Rd Ste 8, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc New York NY 08/2013 10/2016
M&T Securities, Inc. Newburgh NY 10/2016 03/2020
Webster Bank Derby CT 06/2020 07/2021
Tidewater Insurance Consulting/Dsl Financial Services Poughkeepsie NY 07/2021 Present
Lpl Financial Llc Poughkeepsie NY 08/2022 Present
  • 08/2013 → 10/2016
    Oppenheimer & Co Inc
    New York, NY
  • 10/2016 → 03/2020
    M&T Securities, Inc.
    Newburgh, NY
  • 06/2020 → 07/2021
    Webster Bank
    Derby, CT
  • 07/2021 → Present
    Tidewater Insurance Consulting/Dsl Financial Services
    Poughkeepsie, NY
  • 08/2022 → Present
    Lpl Financial Llc
    Poughkeepsie, NY
Previous Registrations
  • 2020-06-01 → 2021-08-11
    Lpl Financial Llc
    Scarsdale, NY
    Shelton, CT
    White Plains, NY
    Derby, CT
  • 2016-10-28 → 2020-03-20
    M&T Securities, Inc.
    Carmel, NY
    Goshen, NY
    Fishkill, NY
    Newburgh, NY
    Middletown, NY
    Middletown, NY
    Newburgh, NY
    Highland, NY
    Pougkeepsie, NY
    Monroe, NY
    New Paltz, NY
    Syracuse, NY
    Paramus, NJ
  • 2013-09-05 → 2016-10-27
    Oppenheimer & Co. Inc.
    Fishkill, NY
  • 2011-02-01 → 2013-09-04
    Equitable Advisors, Llc
    Newburgh, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
Other Businesses

1)08/16/2022 - DSL Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2010-12-20

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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