Todd Marshall Roth

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 04/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 02/2013 → 04/2023
  Bank Of America, N.A.
  Philadelphia, PA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  West Conshohocken, PA
• 05/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-02-11 → 2023-04-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
  Philadelphia, PA
• 2012-04-25 → 2013-02-27
  Morgan Stanley
  New York, NY

Other Businesses

*599168 - Rental Property; Investment Related - Yes; Philadelphia, Pennsylvania; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2023; During Business Hours: 1; After Business Hours: 0; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2010-10-20

Designations

• Certified Financial Planner