Michael N Firestone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-08-22
NC	RA	APPROVED	2010-11-24

TX RA
APPROVED

Since 2011-08-22
NC RA
APPROVED

Since 2010-11-24

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Charlotte	NC	09/2010	Present
Bank Of America Na	Charlotte	NC	02/2011	Present

09/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Charlotte, NC
02/2011 → Present

Bank Of America Na

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-23

S66 Uniform Combined State Law Examination

2010-11-23

View on SEC IAPD

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