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Inactive

Christopher David Sipes

Fermata Advisors

Sonoma, CA

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Current Employers
Fermata Advisors

539 Broadway Suite A, Sonoma, CA 95476 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
OH RA APPROVED 2020-10-07
CA RA APPROVED 2019-09-30
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • OH RA
    APPROVED
    Since 2020-10-07
  • CA RA
    APPROVED
    Since 2019-09-30

Branch Locations

539 Broadway Suite A, Sonoma, CA 95476 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Sonoma CA 10/2008 10/2018
Wells Fargo Advisors Llc Sonoma CA 10/2010 11/2016
Wells Fargo Clearing Services, Llc Sonoma CA 11/2016 10/2018
Enso Wealth Management Petaluma CA 10/2018 12/2019
Fermata Advisory, Llc Sonoma CA 08/2019 Present
  • 10/2008 → 10/2018
    Wells Fargo Bank, N.A.
    Sonoma, CA
  • 10/2010 → 11/2016
    Wells Fargo Advisors Llc
    Sonoma, CA
  • 11/2016 → 10/2018
    Wells Fargo Clearing Services, Llc
    Sonoma, CA
  • 10/2018 → 12/2019
    Enso Wealth Management
    Petaluma, CA
  • 08/2019 → Present
    Fermata Advisory, Llc
    Sonoma, CA
Previous Registrations
  • 2018-10-18 → 2020-12-31
    Enso Wealth Management, Llc
    Sonoma, CA
Other Businesses

Appointed with multiple insurance carriers, not investment related, insurance sales, same location, title: agent. Less than 1 hour a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-18
S63 Uniform Securities Agent State Law Examination 2010-12-09
  • S65 Uniform Investment Adviser Law Examination
    2018-10-18
  • S63 Uniform Securities Agent State Law Examination
    2010-12-09

View on SEC IAPD

Other Firms

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
PARK, MILLER, LLC
ELEVATION WEALTH PARTNERS, LLC
KAUZER CAPITAL MANAGEMENT, LLC
NAVOLIO & TALLMAN ADVISORS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CHANDLER ASSET MANAGEMENT INC
BLUESPRING WEALTH MANAGEMENT, LLC

Other Investors

JEREMY Tyson TODD
DONALD DAVID DAVIS
Jeffrey Lee Bottom
STUART JAMES PARK
JOHN MICALLY MILLER
EROL KENAN GOKBORA
STEPHEN LEE BLOCK
RYAN KENJI KOSAKURA

Other Offices

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC · WALNUT CREEK, CA
PARK, MILLER, LLC · WALNUT CREEK, CA
ELEVATION WEALTH PARTNERS, LLC · WALNUT CREEK, CA
KAUZER CAPITAL MANAGEMENT, LLC · WALNUT CREEK, CA
NAVOLIO & TALLMAN ADVISORS LLC · WALNUT CREEK, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Walnut Creek, CA
CHANDLER ASSET MANAGEMENT INC · Walnut Creek, CA
BLUESPRING WEALTH MANAGEMENT, LLC · WALNUT CREEK, , CA

More in Sonoma, CA

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