Samuel James Bernard

Current Employers

Employment History

• 10/2014 → 10/2016
  Cadaret, Grant & Co., Inc.
  Springfield, OH
• 10/2014 → 10/2016
  Baker Krizner Financial Planning
  Springfield, OH
• 10/2016 → 11/2020
  Day Air Credit Union
  Kettering, OH
• 10/2016 → 11/2020
  Cuso Financial Services, Lp
  San Diego, CA
• 11/2020 → Present
  Lpl Financial Llc
  Huber Heights, OH
• 11/2020 → Present
  Stratos Wealth Partners, Ltd.
  Huber Heights, OH

Previous Registrations

• 2016-10-12 → 2020-11-30
  Cuso Financial Services, L.P.
  Kettering, OH
  Dayton, OH
• 2016-02-23 → 2016-10-04
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Springfield, OH

Other Businesses

1) 11/30/2020 - Beekeeper - non-inv rel - Dayton, OH - start: 01/2012 - 5 hr/mth 2) 11/30/2020 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/30/2020 3) 11/30/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 12/1/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/30/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 2/11/2022 - Issue Insurance Agency Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Representative/Agent - Start Date: 2/14/2022 - 4 Hours Per Month/2 Hours During Securities Trading 6) 06/13/2023 - Bernard Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 40 Hours Per Month/ 8 Hours During Securities Trading 7) 07/05/2023 - Bernard Financial Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 06/29/2023 - 160 Hours Per Month/ 7 Hours During Securities Trading 8) 08/30/2024 - Bernard Rentals - Real Estate Rental - Investment Related - Dayton, OH - Start Date 09/02/2024 - 5 Hours Per Month/ 1 Hour During Trading 9) 11/13/2024 - OCB 2.0 - Real Estate Rental - Investment Related - Home Based - Start Date 11/01/2024 - 5 Hours Per month/ 0 Hours During Trading 10) 09/24/2025 - Axonic Insurance - Non-Variable Insurance - At reported business location(s) - Inv Rel - Start date: 09/16/2025 - 1 Hours Per month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-25
• S63 Uniform Securities Agent State Law Examination
  2012-08-28