James Alex

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 03/2017
  Metlife Securities Inc
  Roslyn, NY
• 07/2016 → Present
  Massmutual Life Insurance Co
  East Hills, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  East Hills, NY

Other Businesses

(1) PARTNER WITH WIFE FOR A CORPORATION THAT SHE IS RUNNING CALLED FUZE POWERTECH INC. 1524 SPRING STREET, EAST MEADOW, NY 11554 1HR/WEEKDAYS 3HRS/EVENING&WEEKEND SINCE 4/2010. (2) INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS- LIFE/ACCIDENT/HEALTH -2 HOURS SECURITIES - SINCE 1/2014. (3) NAME: JAMES ALEX, INV REL: Y, NATURE: RENTAL INCOME, POSITION: OWNER, START DATE: 06/08/2022, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0, DUTIES OWNER. (4) NAME: Madame Salon Inc. INV REL: N ADD: 301 S Broadway, Unit C, Hicksville NY 11801 NATURE: Beauty/Hair Salon POSITION: Partner START DATE: 06/14/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Just an investment partner, no role in the operations of the salon business

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-03