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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-09-21
IL RA APPROVED 2008-09-26
  • KY RA
    APPROVED
    Since 2010-09-21
  • IL RA
    APPROVED
    Since 2008-09-26

Branch Locations

1389 Whittington Drive, Madisonville, KY 42431 • United States

418 Newman Circle, Eddyville, KY 42038 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Marion IL 09/2008 Present
  • 09/2008 → Present
    Fifth Third Securities
    Marion, IL
Previous Registrations
  • 2007-07-30 → 2008-09-25
    Energy, IL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
S63 Uniform Securities Agent State Law Examination 2006-04-21
  • S66 Uniform Combined State Law Examination
    2007-07-26
  • S63 Uniform Securities Agent State Law Examination
    2006-04-21

View on SEC IAPD

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