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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • CA RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

Canyon Country, CA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glendale Securities Inc Sherman Oaks CA 10/2010 03/2024
Lpl Enterprise Llc Fort Mill SC 03/2024 11/2024
Edward Jones St Louis MO 12/2024 11/2025
Teksystems Hanover MD 03/2024 11/2024
Kestra Investment Services, Llc Austin TX 11/2025 Present
Kestra Advisory Services, Llc Austin TX 03/2026 Present
  • 10/2010 → 03/2024
    Glendale Securities Inc
    Sherman Oaks, CA
  • 03/2024 → 11/2024
    Lpl Enterprise Llc
    Fort Mill, SC
  • 12/2024 → 11/2025
    Edward Jones
    St Louis, MO
  • 03/2024 → 11/2024
    Teksystems
    Hanover, MD
  • 11/2025 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 03/2026 → Present
    Austin, TX
Other Businesses

Name: SAXUM WEST REAL ESTATE POSITION: Sales Person NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 407 Maple Dr., Beverly Hills CA 90210, United States DESCRIPTION: Sale property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-28
S63 Uniform Securities Agent State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2026-02-28
  • S63 Uniform Securities Agent State Law Examination
    2021-04-02
Other Names
  • Elias Littbarski Martinez

View on SEC IAPD

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