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David Rafael Smith

Iht Wealth Management LLC

Chicago, IL

Northbrook, IL

CRD 5848548

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Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-03
  • IL RA
    APPROVED
    Since 2022-03-03

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

500Skokie Blvd. Suite 285, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 07/2012 05/2019
Jpmorgan Chase Bank Na Chicago IL 07/2012 05/2019
Iht Wealth Management Llc Chicago IL 03/2022 Present
Self Employed Chicago IL 06/2019 01/2022
  • 07/2012 → 05/2019
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2012 → 05/2019
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 03/2022 → Present
    Iht Wealth Management Llc
    Chicago, IL
  • 06/2019 → 01/2022
    Self Employed
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-22
  • S63 Uniform Securities Agent State Law Examination
    2012-09-22
Designations
  • Certified Financial Planner
Other Names
  • David R Smith

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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