Riley Robertson Rindo

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Mai Capital Management, Llc
  Dublin, OH
• 07/2016 → Present
  Foreside Fund Services, Llc
  Dublin, OH

Previous Registrations

• 2012-04-03 → 2016-11-02
  Mai Capital Management, Llc
  Ponte Vedra Beach, FL
  Cleveland, OH
  Jacksonville, FL
• 2010-09-23 → 2012-03-21
  Strategic Wealth Partners, Ltd.
  Independence, OH

Other Businesses

MAI Capital Management, LLC.; Dublin, OH; Investment Related; Began 04/02/2012; Registered Investment Advisor; Director; Manage investments and relationships; 160 hours per month all during securities trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-11-10
• S65 Uniform Investment Adviser Law Examination
  2010-09-16

Designations

• Certified Financial Planner

Other Names

• Riley Robertson Rindo
• Riley R Rindo